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Compliance
Research Analyst Disclosure
Transparency and regulatory compliance are core principles of AdarshTradeX. This page explains how research is registered, reviewed, and published — and how conflicts of interest are managed along the way.
Compliance overview
Built for regulatory transparency
AdarshTradeX's actual, current certification status — not a placeholder, and not a claim of SEBI registration.
Not SEBI Registered
SEBI RegistrationNot registered
Certified
Certification HeldNISM-Series-XV: Research Analyst
Enforced
Compliance StandardsEducational content only — no investment advice
Enforced
Ethics PolicyNo compensation tied to recommendations or outcomes
NISM-Series-XV: Research Analyst Certification
Issued by the National Institute of Securities Markets (NISM).
1. Introduction
Transparency about who prepares AdarshTradeX's research, and under what authority, is a core principle of this platform. This Research Analyst Disclosure explains the founder's actual certification status, how research is prepared and published, and how conflicts of interest are managed.
2. Registration Information
AdarshTradeX's founder is not registered with SEBI as a Research Analyst. The table below states the actual, current certification status — not a registration number, since none exists.
| Field | Value |
|---|---|
| SEBI Research Analyst Registration | Not registered |
| Certification Held | NISM-Series-XV: Research Analyst Certification |
| Certifying Body | National Institute of Securities Markets (NISM) |
| What the certification confirms | Knowledge of securities research and applicable regulations — not a SEBI license to practice as a Research Analyst |
3. Analyst Responsibility
All views published on AdarshTradeX reflect the founder's own independent analysis of publicly available market data and structure. Nothing published is investment advice or a recommendation to buy, sell, or hold any security — it is educational commentary on process and methodology, prepared without knowledge of any individual user's financial situation.
4. Conflict of Interest
AdarshTradeX's only revenue source is subscription fees for education, performance reporting, and community access — not brokerage commissions, not payment for promoting any specific security, and not compensation tied to a user's trading activity. Any personal financial interest the founder holds in an instrument discussed in published material is disclosed within that material, expanded further in the panel below.
5. Compensation Disclosure
The founder is compensated through AdarshTradeX's subscription plans only. Compensation is never linked to the outcome of a specific recommendation, a specific published report, or a user's trading results — the same subscription fee applies whether a discussed setup performs well or poorly.
6. Holding Disclosure
Where the founder holds a financial interest in a security or instrument discussed in published research, that interest is disclosed alongside the relevant report or commentary at the time of publication, not after the fact.
7. Third-party Relationships
AdarshTradeX does not have any commercial relationship that could reasonably influence its published research, including:
- No paid partnerships with brokers, exchanges, or data vendors referenced in research
- No compensation from any company or issuer covered in published analysis
- No other commercial relationship that creates an incentive to favor one outcome over another
8. Communication Policy
Research and market commentary reach members through published reports, structured courses, and the moderated Telegram community — the same content, the same standard of care, regardless of channel. No channel is used for real-time trade calls or signal-style messaging.
9. Compliance Process
Every report is authored and published from the Admin Dashboard's own record, not pasted in by hand, and is never edited after publication — only superseded by a newer report. That publication workflow is what makes the process independently reviewable, expanded further below.
10. Contact
Questions about this Research Analyst Disclosure can be sent to the compliance team directly — see the support card below, or visit the Contact page.
Compliance dashboard
How research is standardized and monitored
Documented
Research Standards
Methodology and sourcing requirements every published report is expected to follow.
Documented
Disclosure Standards
Interest, holding, and compensation disclosures required alongside research output.
Periodic
Audit Process
Internal review of published research against stated methodology and standards.
Structured
Publication Process
Defined checkpoints research passes through before any public release.
Continuous
Conflict Monitoring
Ongoing tracking of positions, relationships, and compensation for potential conflicts.
Periodic
Compliance Review
Periodic assessment of the research process against regulatory expectations.
Process
Research publication workflow
- Step 1
Research Preparation
An analyst drafts findings, sourcing, and supporting data for a report.
- Step 2
Internal Review
A second reviewer checks methodology, sourcing, and clarity before it advances.
- Step 3
Compliance Verification
The draft is checked against disclosure and conflict-of-interest requirements.
- Step 4
Publication
The verified report is released through the platform's research channels.
- Step 5
Archive
Published research is retained on record for future reference and audit.
Conflict of interest disclosure
AdarshTradeX’s current policy on each conflict-of-interest question below — reviewed and updated as circumstances change, not a one-time claim.
- Financial interest in securities discussed
- Disclosed alongside the relevant report, if any
- Compensation linked to research outcomes
- None — subscription revenue only
- Relationship with companies covered
- None
- Directorship or advisory roles
- None held in any covered company
What independence means here
Independence Principles
Independent Research
Views are formed independently of any external party's commercial interest.
Transparent Process
Methodology and review steps are documented and applied consistently.
No Guaranteed Returns
Research reflects analysis, not a promise of any specific outcome or return.
Evidence-based Analysis
Conclusions are grounded in data and stated methodology, not speculation.
Need clarification?
Questions about this Research Analyst Disclosure?
Reach out directly and the right team will follow up.